| Consulting Services | Investment Services | Investment Management | Wealth Management | Private Client |
||
| Managed Portfolio Assets (minimum) fees starting at |
$5M 0.50% |
$500K 0.75% |
$1M 1.00% |
$2M 1.00% |
$5M 0.75% |
|
|---|---|---|---|---|---|---|
| Relationship and Technology | ||||||
| Account consulting services | ||||||
| Institutional custodian access | ||||||
| Asset allocation advice | ||||||
| Tax-efficient investment advice | ||||||
| Portfolio risk and diversification analytics | ||||||
| Electronic account aggregation | ||||||
| Quarterly performance reporting | ||||||
| Portfolio Implementation | ||||||
| Model portfolio with exchange-traded funds (ETFs) | ||||||
| Custom portfolio with institutional mutual funds | ||||||
| Custom portfolio with sustainable investments | ||||||
| Custom portfolio with individual stocks and bonds | ||||||
| Custom portfolio with commission-free annuities | ||||||
| Custom portfolio with alternative investments | ||||||
| Portfolio Management | ||||||
| Portfolio monitoring and rebalancing | ||||||
| Tax-loss harvesting | ||||||
| Tax-optimization through asset location | ||||||
| Asset minimum waived for immediate family | ||||||
| Client-directed trading | ||||||
| Financial Guidance | ||||||
| Annual review of income tax returns | ||||||
| Preferred lending recommendations | ||||||
| Charitable gift planning | ||||||
| Company retirement plan investment selection | ||||||
| Education funding analysis | ||||||
| Employee benefit and open enrollment advice | ||||||
| Basic estate recommendations | ||||||
| Tax and Financial Planning | ||||||
| Retirement planning | ||||||
| Income tax planning | ||||||
| Cash flow and debt planning | ||||||
| Insurance needs analysis | ||||||
| Financial decisions support | ||||||
| Real estate and private equity investment review | ||||||
| Advanced estate and legacy planning | ||||||
| Excluded tax and financial planning services are available at hourly rates and typically cost $3,000 – $5,000 per engagement. | ||||||
